Kenneth B. Lerman, P.C.

Attorney Background

Admitted to bar 1987, Connecticut; 1987, U.S. District Court, District of Connecticut; 1997, Florida.

Education: Clark University (B.A., Business Management, and Government, 1983); Emory University School of Law (J.D., 1986). Phi Delta Phi (Lamar Inn).

Member: Connecticut, Hartford County, and American Bar Associations (Member, Business Law and Real Estate Law Sections); Florida Bar. Connecticut Bar Association: Business Law section Executive Committee and Treasurer, 2004-2010.

Concentration: Corporate; securities; real estate; mergers; acquisitions; business law; venture capital financing; private equity; commercial law.

Experience: I have represented my clients in over $150 Million of transactions.

Issuer Representation for Securities & Corporate Matters

• Initial public offering registration filings
• Private placement offerings
• Private equity venture capital including representation of a $50 million fund
• Proxy statements and annual report filings under Regulations S-K & S-B
• Form 10-K, 10-Q, 8-K, Schedule 13D and other Securities Exchange Act reports
• Asset purchase, and stock-for-stock exchange transactions
• Business acquisitions and sales transactions
• Recapitalization and reorganization plans
• Corporate acquisition and interstate merger transactions
• Incorporation and organization of various types of entities in numerous states
• General corporate
• Commercial and contract legal matters

Underwriter Representation for Securities Offerings

• Underwriter agreements and documentation
• NASD filings
• Blue Sky filings

Commercial Real Estate and Finance

• Real estate acquisition and commercial financing transactions
• Affordable housing acquisition, financing and development transactions involving the States of Connecticut and Massachusetts as lenders, and Fannie Mae and the State of Massachusetts as investors

Awards

• Distinguished Service Award – Sickle Cell Disease Association / Connecticut Chapter

Boards

• a Commisioner, city of Hartford Zoning Board of Appeals, 2008 - 2012
• Treasurer and Executive Committee of the Connecticut Bar Association: Business Law section, 2004-2010